Broker Check

Individual Services

Professional Financial Services for Your Future

Financial and Estate Planning – it all starts with the financial future you envision for your family. We help you define your goals and then devise and implement a plan that enables you to make smart choices with your money.  Our services include retirement planning, education planning, disability and long term care planning, life insurance needs planning and estate planning – all offered with the support of an experienced advisor supported by comprehensive expertise.

Investment Planning and Management – We design and implement investment portfolios tailored to your risk profile and objectives.  Our refined management selection process includes periodic reviews and updates that track your progress relative to your goals.  We provide access to a full range of investment products including mutual funds, annuities, private money managers, stock and bonds.  We can also help you establish IRA accounts, Roth IRAs, 529 College Savings Plans and 401(k) rollovers.

Strategies for the Affluent – We help our clients plan and implement approaches to help reduce income taxes, to devise stock option strategies, provide estate liquidity and preserve wealth.  Our clients have described our approaches as innovative, conservative, understandable, easy to implement and thorough.

Entrepreneurial Services* – We serve as your advocate to help you work toward meeting the goals you have set for your business without neglecting your personal goals.  We provide business planning services  that include helping closely-held business owners develop deductible or leveraged (non-cash) buy/sell arrangements.  We also plan for the minimization of the sale of business-related capital gains and assist with Employee Stock Ownership Plan (ESOP) evaluations and alternatives.

Other Financial Services* – Our goal is to allow you to consolidate your financial planning into a single relationship so that products and strategies all work together.  We can provide life, health, disability, Medicare supplement, and long term care insurance.

Learn more about What is Navigator
Learn more about Private Client Services Capabilities Brochure

*Services that are not offered through First Allied Securities, Inc. or First Allied Advisory Services, Inc.